Conflict resolution methods
Preventive diplomacy
Diplomatic actions taken to prevent disputes from escalating or limiting spread of conflict
Adjudication
Decision making by adjudicator (judge, court, administrative tribunal). Decides the outcome of the dispute by a final, binding and enforceable solution.
Arbitration
Voluntary intervention: both parties have to agree to submit the dispute to an intervention. Limited task given to an arbitrator.
Diplomacy
Track 1
Official discussions, high level political and military leaders
Track 2
1.5 Official & unofficial work together
Unofficial dialogue, influential academics, religious and ngo leaders, other civil society actors. Debate freely
Track 3
Individuals and private groups encourage interaction and mutual understanding between parties. Involves awareness raising. Meetings, media exposure, etc.
Multitrack diplomacy (several simultaneously)
INTERNATIONAL NEGOTIATION
E1: The parties
Identity and characteristics
What is the historical relationship?
Who should be represented?
Do the parties have subsystems?
Do the parties have similar attributes (EU members) or are they very different (democracy vs dictatorship)
Are they committed to a broader regional grouping or set of values (EU)?
POWER RELATIONSHIPS (Zartman)
Negotiations work best under a mutually hurting stalemate Asymmetry of power makes it more difficult: if the rebellion exceeds the grievances the rebellion itself becomes the motivation, and governments have other interests as well.
Power assymetry > increasing commitement > narrow possibilities for negotiation
Ripe for resolution:
- Structural element (MHStalemate)
- Party element (presence valid spokesperson)
- Potential alternative outcome (formula way out)
E2: The issues
The nature of the dispute
Not fixed, may change over time
Parties often disagree on what the fundamental cause of the conflict it
Tangible issues (territory) are easier to solve than intangible issues (religion)
E3: The context
Characteristics
Environment in which conflict and negotiations are taking place. Additional factors that shape the context: history of the conflict, previous interactions of the parties, involvement of outside actors, etc.
Phases: Articulation, mobilization, insurgency, warfare (Zartman)
Agenda: the government has many other issues besides the conflict
Preconditions
1. Low or decreasing probability of attaining conflict goals through violent struggle, withdrawal or avoidance.
Some kind of turningpoint: inconclusive victory/defeat, loss of foreign support, increase of foreign pressure, etc.
2. A decreasing value of the conflict goals.
3. Presence of common and compatible interests between the parties, or at least a possibility of a settlement offering mutual advantages over continued conflict.
4. Flexibility by each of the conflict parties leadership to actually consider and embark upon a negotiation process.
MEDIATION
Preconditions
5. When a dispute is long or very complex.
6. The parties own conflict management efforts have failed or reached an impasse. The antagonism between the conflict parties is so severe it prevents conflict management or direct negotiations.
7. A mediator must be available and willing to intervene in a dispute or conflict. There must be an opportunity for this mediator to get involved or intervene. If the parties wish to avoid any outside intervention, mediation won’t take place.
8. Parties calculate that it will help them reach a better settlement that they can reach on their own, because:
The mediator will provide them a face-saving way out of the conflict.
The mediator is seen as a means of influencing their opponent.
Rejecting mediation will result in greater harm than accepting it.
Peacekeeping
Conflict prevention
Structural or diplomatic measures to keep intrastate or interstate tensions and disputes from escalating into violent conflict
Peacemaking
Address conflicts in progress, bring hostile parties to agreement
Peace enforcement
Coercive measures including the use of military force
Peacekeeping
Technique to preserve the peace where fighting has been halted, and to assist in implementing agreements achieved by the peacemakers
Peacebuilding
Range of measures to reduce the risk of lapsing or relapsing into conflict and to lay the foundation for sustainable peace and development
TPK: Traditional PeaceKeeping
Characteristics
Associated with period 1945-1988, but still used today
Precursors: League of Nations & UN observer missions
Normally missions dispatched after a ceasefire was signed. Form of third party intervention aimed at controlling the manifestation of violence
Ambiguous term: UN Charter not specifically mentioned
Main tasks
Observation
Discourages unreasonable behaviour
Provides first-hand information
Separation of forces
Buffer zone in which only the UN operates
Discourages ceasefire breaches
Moral barrier
hostile actions would be attacking not only the opposite party but also the international community
Key principles
Consent of the parties
Strict impartiality
Non use of force (except self-defence)
Evaluation
Success depends on criteriia
Contribution to limitation of armed conflict
Successfull
Ability to promote resolution of the underlying issues
Unsuccessful
Strenghts & advantages
Control over process and outcome
Limiting the spread of violence
UN impartiality
Implementation of peace agreements
The third presence that supervises ceasefires and separates parties can lead to renewed confidence between the parties and help them establish a dialogue.
Gives UN relevance
Prove to be effective
Reputation of impartiality and professionalism in Cold War period
Problems & limitations
Freezing of conflict
Remove incentives for negotiation
Practical/operational problems (many countries, languages, etc)
Financial problems
Organisational problems
UN works by consensus (mandates watered down)
Limited by its own principle of impartiality
sometimes long term member is needed to set up a mission
Humanitarian Intervention
Complex peace operations which combine
Peacemaking: using diplomatic methods to bring method to an halt, like mediations.
Peace enforcement (sometimes)
Peacekeeping: military operations designed to oversee ceasefires or the implementation of peace agreements.
Peacebuilding: range of activities designed to address the roots of conflict and to create the conditions to create a durable and stable peace.
Differences with TPK
Actors
Not only military forces playing a role, also other actos (organizations, NGOs, etc) that are involved.
Tasks
Expanded tasks, involving other activities (delivering aid rebuilding infrastructure, repatriation refugees, capturing war criminals, etc).
Aims
Instead of neutral interposition, targeted directly at preventing human rights abuses and enforcing peace.
Principles
TPK is based on consent, impartiality and non-use of force. In HI forces are often used and needed to protect civilians, they are given the authority to use violence.
Context
HI often take place in an active phase of conflict, where there hasn't been a ceasefire (like TPK).
Basis of HI
Charter basis is ambiguous
Political basis: end of Cold War and expansion of UN's role in conflict resolution
End of a super power hostility
Increasing demand for UN services
Wide spread of optimism
Involvement in the late 80sin active conflicts set precedent
Legal normative basis: lies in changes to the international order
Human rights gained momentum in the 90s
Theoretical basis: lessons learnt from PK operations in the 80s-90s forces the UN to accept new tasks and expand its role
Challenges
WHEN & HOW to intervene?
Legal
non intervention vs. human rights
2 unproblematic cases: complete state failure and genocide
All other cases problematic: can we intervene?
Normative
HI should not make matters worse (ex. Iraq)
Political
UN aims for consensus and states can block proposed solutions. Politically sensititve. Ex military needed but not interested
Operational
Institutional limitations in the way the UN operates: complex command structures from different countries, haven't trained together, financing, resources available, etc.
Assesing UN PK
Inexpensive (very little budget)
Bad reputation for no reason
Public remembers failure more vividly
Also affects budget (ex. US reduced it)
PK are sent to the most difficult places
Makes it harder to get high rates of success (wouldnt make sense to send them where there would be peace anyway)
Objective track record is positive
11 out of 16 successful missions
Research
Quantitative
UN effective
General consensus in the literature
Quantitative research analyses a full range of cases, including failures.
Qualitative
Bleak picture
Methodological approaches define the results
Different sets of cases analysed
Often only explicit cases of failure
Different types of questions
DEF. A process of conflict management, related to but distinct from the parties’ own negotiations, where those in conflict seek the assistance of, or accept an offer of help from, an outsider to change their perception or behaviour and come to an agreement
+ E4: The mediator
Perception of the mediator by the parties
Independent: ensure neutral agreements, look for both interests
Positive attitude & disposition
Legitimacy, credible
Research: mixed results on success
Context complexity calls for context specific analysis
Subjectivity of success (idea of success linked to intangible factors such as justice or personal satisfaction)
Multiplicity of mediation styles
Multiplicity of mediation aims and scope
Intangible results can't be quantified
Confidentiality
Humanitarian intervention NOT = Humanitarian assistance
DEF. A process by which states and other actors communicate and exchange proposals in an attempt to agree about the dimensions of conflict termination and their future relationship
Wide spectrum of activities, multinational, multilateral forms. Formal, informal conversations.
Actors: states, regional organisations (UN), non-state actors, multilateral corporations, private individuals, etc.
Main characteristics
- Process embedded in socially system
- Voluntary process (all have to agree)
- Mixed motive relationship (common and conflicting interests)
- Perceptions matter (strategies to influence the other's perception: demands, threats, concessions, promises, etc)
- Balance between cooperation and maximising own interest
- Sequential rather than simultaneous
- Particularly useful in low-intensity conflicts
Difference NM: additional resources, expanded relationship, and communication possitibilities that a mediator brings to the process.
Main characteristics
- Intervention of an outsider
- Non-coercive, non-violent, non-binding
- Mediators come with background
- Mediators have own interests/agendas
NM Deadlock
Situation where there is no progress, no concessions, continued violence, perception of immobility and inactivity.
Stalemate, extended delay, or complete breakdown.
Low motivation, inflexible position, lack of commitment
Main causes
Uncertainty on the characteristics of the agreed outcome
Lack of motivation (conflict better serves party's interests)
Absence of acceptable solution
Entrapment: party invested to much in the conflict and doesn't wanna sacrifice it
Deadlock itself increases tension and parties become more inflexible