Valmark Transition

Review the process

Transfers of VA's

Transfer of 3D Accounts

Pershing Software with Valmark on Ed's PC

Albridge

Access through Valmark

Map and Initiate History Merge

Print Out Albridge Map Codes

CNGWeb

Attach Valmark Paperless Document

Staff

Fingerprints and Paperwork

Ed - IAR Registration

Securiities and RIA Approvals for Ed

INVEST Resignation Letter to Valmark - When?

Dispose of all INVEST Items when transition

Enroll in E & O Coverage - Payment?

Sumbit INVEST U-5 to Valamrk post transfer

Complete Clear Expectations Letter

Resource Guide

Policy Module in SmartOffice

CRUMP Listing

ONFS Listing

Set up and Import with Template

Waiting on Bank of America

Payoff before Trip

Letter to Clients with NAF's

Valmark gave us 4

Positioning Letter to Clients

Sign Off from McKechnie and PowerPoint

Letterhead

Draft from Printer

Compliance Approval

Order by 6/10

Website

check with AdvisorProducts

Need to rollover to Valmark

Email

Ttitles and Footers Approved

Need to Rollover to Valmark with LiveOffice

Valmark to review current Website for revisions

Revise Website and submit to Valmark for approval

TOPS Communications

Differences between 3D and TOPS

Performance Summary

Articles on TOPS

Capital Gains accomodations

Transition Paperwork- ????

Centers of Influence

Email at time of transition

Emails next week with Increased Capabilities

CE Event? / Cocktail Hour?