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EPUB3 Specification

The EPUB3 specification outlines the standards for the EPUB Open Container Format (OCF), which is crucial for organizing and managing digital publications. Each OCF container must include a META-INF directory containing essential files such as manifest.

EPUB3 Specification

EPUB3 Specification

EPUB Open Container Format (OCF)

application/epub+zip
Resource Obfuscation
ZIP Container
Abstract Container File System
mimetype
META-INF (Folder)

manifest.xml

rights.xml

metadata.xml

encryption.xml

signatures.xml

container.xml

File Name Restrictions Apply
An OCF ZIP Container MUST meet the conformance constraints defined in OCF ZIP Container.
All OCF Abstract Containers MUST include a directory called META-INF in their Root Directory. This directory contains the files specified in META-INF Reserved Files. Files other than the ones listed in that section MAY be included in the META-INF directory; OCF Processors MUST NOT fail when encountering such files.
ZIP File Requirements
An OCF Abstract Container MUST meet the conformance constraints defined in OCF Abstract Container.

EPUB Reading System

Use any resources not listed in the Package Document in the processing of the Package.
Ignore proprietary metadata properties that pertain to layout expressions if they conflict behaviorally with the property semantics defined in Fixed-Layout Properties
Process rendering metadata
Process fixed layout metadata, as expressed in Fixed-Layout Properties.
Process the EPUB Navigation Document as described in the conformance section.
Process the Package Document as defined in the conformance section and honor all presentation logic expressed through the Package Documentation

EPUB Publication

Single container (file) format based on zip with an XML document that identifies the location of the Package Document for each Rendition in the ZIP archive... The XML is located at a pre-defined location in the archive.
Consists of multiple resources that can be completely navigated and consumed by a person or program in some specific order.
*Rendition(s)
Each rendition of an EPUB Publication defines at least one logical ordering of all its top-level content (the spine), as well as a declarative table of contents (the EPUB Navigation Document).
*Package Document (package)

last-modified

Together with the package identifier provides a means of distinguishing different versions of an EPUB Publication.

Generic Info

Fixed Layouts

EPUB3 metadata allows for fixed-layout XHTML Content Documents as well as the inherent capabilities for fixed-layouts in SVG.

Allows authors to specify desired orientation, when to create synthetic spreads, and how to position pages within those spreads.

Defines a standard way to represent metadata globally applicable to a collection of pages

Other CONFORMANCE

Is an XML Document & MUST conform to the XML Conformance definition.

Use the file extension .opf

Media Overlay Documents

PLS (Pronunciation Lexicons)

CSS

*Content Documents (a.k.a Publication Resources)

epubReadingSystem (Javascript Object)

RECOGNIZED FEAUTRES

Additional features MAY be added by Reading System developers, but future versions of this specification might append to this list in ways that could conflict or be incompatible with any such custom additions.

spine-scripting

keyboard-events

mouse-events

touch-events

layout-changes

dom-manipulation

METHODS

hasFeature

PARAMS

PROPERTIES

Use of the layoutStyle property is deprecated. Refer to its definition in [ContentDocs301] for usage information.

Returns a String value representing the version of the Reading System (e.g., "1.0", "2.1.1").

Returns a String value representing the name of the Reading System (e.g., "iBooks", "Kindle").

The following properties MUST be made available for retrieving information about the Reading System.

LayoutStyle

version

name

Reading Systems MUST ensure that the epubReadingSystem object is available no later than when the DOMContentLoaded event is triggered [HTML].

Reading Systems MUST expose the epubReadingSystem object on the navigator object of all loaded Scripted Content Documents, including any nested container-constrained scripting contexts.

Pronunciation Lexicon (PLS) Documents

The PLS document filename SHOULD use the file extension .pls.

Document Properties

It MUST be valid to the RELAX NG schema for PLS documents available at the URI https://www.w3.org/TR/2008/REC-pronunciation-lexicon-20081014/ [PRONUNCIATION-LEXICON].

PLS documents MUST be represented and located as defined in EPUB Package — Conformance [Packages32].

PLS documents MUST meet the content conformance criteria defined in PLS Documents — Content Conformance.

The link element hreflang attribute SHOULD be specified on each link, and its value MUST match the language for which the pronunciation lexicon is relevant [PRONUNCIATION-LEXICON] when specified.

PLS documents MUST be associated with the XHTML Content Document to which they apply using the [HTML] link element with its rel attribute set to "pronunciation" and its type attribute set to the media type "application/pls+xml".

PLS Documents MAY be associated with XHTML Content Documents. Each XHTML Content Document MAY contain zero or more PLS document associations.

Fixed Layout Documents

For SVG Fixed-Layout Documents, the ICB dimensions MUST be expressed using the viewBox attribute [SVG].

For XHTML Fixed-Layout Documents, the initial containing block [CSS2] dimensions MUST be expressed in a viewport meta tag using the syntax defined in [CSS-Device-Adapt-1]. In this version of this specification, only the width and height expressions MUST be recognized by Reading Systems.

Reading Systems SHOULD NOT inject additional content such as border, margins, headers or footers into the Viewport.

When rendering Fixed-Layout Documents, the default intent is that the Content Display Area SHOULD occupy as much of the available Viewport area as possible.

It MUST specify its initial containing block [CSS2] as defined in Initial Containing Block Dimensions.

CSS Documents

Text Decoration Level 3

alphabetic

-epub-text-underline-position

left | right

under

-epub-text-emphasis-style

|

||

filled | open

dot | circle | double-circle | triangle | sesame

-epub-text-emphasis-position

&&

right | left

over | under

-epub-text-emphasis-color

Text Level 3

text-transforms

-epub-fullwidth

-epub-word-break

break-all

keep-all

-epub-text-align-last

justify

center

right

left

end

start

-epub-line-break

strict

normal

loose

-epub-hyphens

auto

manual

Writing Modes

-epub-text-combine

-epub-text-combine-horizontal

all

none

-epub-writing-mode

vertical-lr

vertical-rl

horizontal-tb

-epub-text-orientation:

sideways

sideways-right

mixed

upright

It MUST be encoded in UTF-8 or UTF-16 [Unicode].

It MAY include the prefixed properties defined in CSS Style Sheets — Prefixed Properties.

unicode-bidi

direction

SVG Content Documents

It MAY include references to Foreign Resources provided a fallback to a Core Media Type Resource is included.

The SVG Content Document filename SHOULD use the file extension .svg

Restrictions

foreignObject

It MUST be an SVG document fragment [SVG], and conform to all content conformance constraints expressed in Restrictions on SVG.

HTML Deviations & Constraints

Form Submission

Reading System support for the submission of [HTML] forms is OPTIONAL. A Reading System might, for example, prevent form submissions by limiting access to networking.

Embedded SVG

Embedded MathML

ssml

alphabet

ph

prefix

msv

prism

Reserved Options (EPUB-SSV):

aside

figure

list-item

list

table-cell

table-row

table

pagebreak

topic-sentence

keyword

credit

concluding-sentence

noteref

glossref

biblioref

backlink

footnotes

footnote

endnotes

endnote

text-area

sound-area

panel-group

panel

balloon

true-false-problem

question

qna

practices

practice

multiple-choice-problem

match-problem

general-problem

fill-in-the-blank-problem

feedback

assessments

answers

answer

learning-standards

learning-standard

learning-resources

learning-resource

learning-outcomes

learning-outcome

learning-objectives

learning-objective

title

subtitle

ordinal

fulltitle

covertitle

tip

pullquote

notice

case-study

titlepage

seriespage

revision-history

other-credits

imprint

imprimatur

halftitlepage

errata

dedication

copyright-page

contributors

acknowledgments

index-xref-related

index-xref-preferred

index-term-category

index-term-categories

index-term

index-locator-range

index-locator-list

index-locator

index-legend

index-headnotes

index-group

index-entry-list

index-entry

index-editor-note

index

glossterm

glossdef

glossary

tran-info

tran

synonym-group

sense-group

sense-list

phrase-group

phrase-list

phonetic-transcription

part-of-speech-group

part-of-speech-list

part-of-speech

idiom

gram-info

example

etymology

dictionary

dictentry

def

condensed-entry

antonym-group

bibliography

biblioentry

keywords

credits

colophon

appendix

toc-brief

lov

lot

loi

loa

prologue

preface

preamble

introduction

foreword

epilogue

epigraph

conclusion

afterword

abstract

volume

part

division

chapter

frontmatter

cover

bodymatter

backmatter

CONFORMANCE

The XHTML Content Document filename SHOULD use the file extension .xhtml

It MAY include extensions to the [HTML] grammar as defined in HTML Extensions, and MUST conform to all content conformance constraints defined therein.

For all document constructs used that are defined by [HTML], it MUST conform to the conformance criteria defined for those constructs in that specification, unless explicitly overridden in HTML Deviations and Constraints.

It MUST be an [HTML] document that conforms to the XHTML syntax.

Multimedia

Media Overlay Documents (smil)

CONTENT (In this order): 1) head [0 or 1] 2) body [exactly 1]

*body

clipEnd

A clock value that specifies the offset into the physical media corresponding to the end point of an audio clip. MUST be a [SMIL3] clock value.

clipBegin

A clock value that specifies the offset into the physical media corresponding to the start point of an audio clip. MUST be a [SMIL3] clock value.

The audio element is OPTIONAL only if its sibling text element refers to audio or video media (see Embedded Media), or to textual content intended for rendering via Text-to-Speech (TTS).

*text

The text element references an element in the EPUB Content Document. A text element typically refers to a textual element, but can also refer to other EPUB Content Document media elements (see Embedded Media).

NO CONTENT

*src

The par element contains media objects which are to be rendered in parallel.

seq

The seq element contains media objects which are to be rendered sequentially.

IMPORTANT: At least one par or seq is required

par

*epub:textref

epub:textref

epub:type

head

CONTENT

0 or more elements from any namespace

NO ATTRIBUTES

epub:prefix

*version

This attribute MUST have the value "3.0".

NAMESPACE

smil

https://www.w3.org/ns/SMIL

CONSTRAINTS

The Media Overlay Document filename SHOULD use the file extension .smil.

It MUST be packaged with the EPUB Publication as shown in Packaging.

It SHOULD use semantic markup where appropriate, as described in Semantic Inflection.

It MUST adhere to the requirements for Embedded Media.

It MAY refer to more than one EPUB Content Document, but an EPUB Content Document MUST NOT be referenced by more than one Media Overlay Document.

It MUST be authored to reflect the structure of the EPUB Content Document with which it is associated, as stated in Structure.

It MUST be valid to the Media Overlays schema as defined in Appendix A, Media Overlays Schema and conform to all content conformance constraints expressed in Media Overlay Document Definition.

It MUST meet the conformance constraints for XML documents defined in XML Conformance [EPUB32].

Including in the Manifest

If an EPUB Content Document is wholly or partially referenced by a Media Overlay, then its manifest item element [Packages32] MUST include a media-overlay attribute. The attribute MUST reference the ID [XML] of the manifest item for the corresponding Media Overlay Document. The media-overlay attribute MUST NOT be attached to manifest item elements that do not reference EPUB Content Documents. Manifest items for Media Overlay Documents MUST have the media type application/smil+xml.

Style Information

Visual rendering information for the currently-playing EPUB Content Document element MAY be expressed in the CSS Style Sheet using author-defined classes. These author-defined class names SHOULD be declared in the Package Document metadata using the metadata properties active-class and playback-active-class. The class names are then discoverable by Reading Systems. The active-class and playback-active-class properties MUST NOT be used in conjunction with a refines attribute [Packages32], as they are always considered to apply to the entire Rendition.

When pre-recorded narration is available for a Rendition of an EPUB Publication, Media Overlays provide the ability to synchronize that audio with the text of a Content Document (see also Aural Renditions and Media Overlays).

Text-To-Speech

Inline SSML Phonemes

The incorporation of SSML phonemes functionality [SSML] directly into a EPUB Content Document enables fine-grained pronunciation control, taking precedence over default pronunciation rules and/or referenced pronunciation lexicons (as provided by the PLS format mentioned above). Refer to SSML Attributes [ContentDocs32] for more information.

Pronunciation Lexicons

The inclusion of generic pronunciation lexicons using the W3C PLS format [PRONUNCIATION-LEXICON] enables Authors to provide pronunciation rules that apply to the entire EPUB Publication.

audio

video

General

An EPUB Content Document MUST NOT be referenced by more than one Media Overlay Document.

XHTML or SVG documents that describe the readable content and reference associated media resources (e.g. images, audio and video clips)

Content presentation should adapt to the user preferences

Designed to maximize accessibility for the visually impaired, and Reading Systems typically perform text line layout and pagination on the fly, adapting to the size of the display area, the user's preferred font size, and other environmental factors

Also supports embedded fonts

*Navigation Document (nav)

There are three types of EPUB nav elements. Specify which one is being used through the epub:type attribute

OTHER types are OK also.

hidden

*epub:type

1 of these REQUIRED

toc

Identifies the nav element that contains the table of contents. The toc nav is the only navigation aid that has to be included in the EPUB Navigation Document.

page-list

Identifies the nav element that contains a list of pages for a print or other statically-paginated source for the EPUB Publication.

landmarks

Identifies the nav element that contains a list of points of interest.

CONTENT MODEL:

HTML Heading Content

e.g. h1, h2, ....

*ol

The ol child of the nav element represents the primary level of content navigation.

*li

*span or a

A span element MUST be followed by an ol ordered list; it cannot be used in "leaf" li elements.

An a element MAY be followed by an ol ordered list representing a subsidiary content level below that heading (e.g., all the subsection headings of a section).

MUST Conform to:

It MUST conform to the content conformance constraints specific to EPUB Navigation Documents defined in EPUB Navigation Document Definition.

An XHTML Document (using the HTML nav element) to define human/machine readable navigation information.

General Info

Natively supports embedded grammars (e.g. MathML, SVG, etc)

Replaces the EPUB2 NCX Document

CONTENT (in this order): 1) metadata 2) manifest 3) spine 4) collection

collection

CONTENT (In this order): 1) metadata [0 or 1] 2) collection [1...N], or collection [0+] link [1+]

collection link

*collection

metadata

*role

Allows grouping of logically-related Publication Resources. Enables the development of specialized content identification, processing and rendering features, such as the ability to define embedded preview content, or assemble an index or dictionary from its constituent XHTML Content Documents.

*spine

*itemref

Each itemref element MUST reference the ID [XML] of a unique item in the manifest via the IDREF [XML] in its idref attribute (i.e., two or more itemref elements cannot reference the same item). Each referenced manifest item MUST be either a) an EPUB Content Document or b) another type of Publication Resource which, regardless of whether it is a Core Media Type Resource or a Foreign Resource, MUST include an EPUB Content Document in its fallback chain.

EMPTY!

linear

no

yes

The linear attribute indicates whether the referenced item contains content that contributes to the primary reading order and has to be read sequentially ("yes") or auxiliary content that enhances or augments the primary content and can be accessed out of sequence ("no"). Examples of auxiliary content include: notes, descriptions and answer keys. An itemref that omits the linear attribute is assumed to have the value "yes".

*idref

page-progression-direction

default

The page-progression-direction attribute sets the global direction in which the content flows.

IS: An ordered sequence of ID references to top-level resources in the manifest from which all other resources in the set can be reached or utilized. The spine defines the default reading order of the given Rendition.

Provides an external declarative means to explicitly specify navigation through a collection of documents

*manifest

CONTENT:

*item

Each item element in the manifest identifies a Publication Resource by the IRI [RFC3987] provided in its href attribute. The IRI MAY be absolute or relative. In the case of relative IRIs, Reading Systems MUST use the IRI of the Package Document as the base when resolving these to absolute IRIs. The resulting absolute IRI MUST be unique within the manifest scope.

Represents a Publication Resource

ATTRIBUTES

*svg

*scripted

*remote-resources

*nav

*mathml

cover-image

media-overlay

*id

*fallback

The fallback attribute takes an IDREF [XML] that identifies a fallback for the Publication Resource referenced from the item element. Fallbacks MAY be provided for Core Media Type Resources (e.g., to provide a static alternative to a Scripted Content Document). Fallback requirements for Foreign Resources are defined in Manifest Fallbacks.

Manifest Fallback Chains

Are: A mechanism that defines an ordered list of top-level resources as content equivalents. A reading system can then choose between the resources based on which it is capable of rendering.

Identifies and describes the set of resources that collectively compose the given Rendition

*metadata

Namespace:

xmlns:dc="http://purl.org/dc/elements/1.1/"

CONTENT Model (in any order):

link

*rel

voicing

record

alternate

acquire

OPTIONS:

xmp

The Extensible Metadata Platform (XMP) is an ISO standard, originally created by Adobe Systems Inc., for the creation, processing and interchange of standardized and custom metadata for digital documents and data sets. XMP standardizes a data model, a serialization format and core properties for the definition and processing of extensible metadata. It also provides guidelines for embedding XMP information into popular image, video and document file formats, such as JPEG and PDF, without breaking their readability by applications that do not support XMP. Therefore, the non-XMP metadata have to be reconciled with the XMP properties. Although metadata can alternatively be stored in a sidecar file, embedding metadata avoids problems that occur when metadata is stored separately.

onix

The ONIX for Books standard provides a free-to-use format for passing descriptive metadata about books between publishers, data aggregators, book retailers and other interested parties in the publishing industry. Metadata concerning one or more book titles can be stored in a suitably formatted XML file known as an 'ONIX message' ready for dissemination. Whereas other data standards exist for storing the contents of a book - the text, layout and graphics - the ONIX for Books standard holds information about the book, similar to, but more extensive than, the information one would typically find on the cover or title page of a printed book or in a library catalog. The ONIX for Books standard provides a way to communicate information about a book's author, publisher, price, publication date, physical dimensions, synopsis and many other details besides. The standard is quite extensive and most publishers currently provide only a few dozen of the many hundreds of pieces of information that the standard is designed to carry.

*media-type

*href

Linked resources are not Publication Resources and MUST NOT be listed in the manifest. A linked resource MAY be embedded in a Publication Resource that is listed in the manifest, however, in which case it MUST be a Core Media Type Resource [EPUB32] (e.g., an EPUB Content Document could contain a metadata record serialized as [RDFA-CORE] or [JSON-LD]).

Core Media Type Resource

Other

Fonts

Videos

text/css

audio/mp4

audio/mpeg

image/svg+xml

image/png

image/jpeg

image/gif

Used to attach complete bibliographic records, etc as part of the metadata.

*meta

scheme

*property

Any non-reserved option

Reserved Options

media:playback-active-class

media:narrator

media:duration

media:active-class

alternate-script

authority

belongs-to-collection

collection-type

display-seq

file-as

group-position

identifier-type

role

source-of

term

title-type

The meta element provides a generic mechanism for including metadata properties from any vocabulary. It is typically used to include rendering metadata defined in EPUB specifications, but MAY be used for any metadata purposes.

...

OPTIONAL ELEMENTS:

type

The [DC11] type element is used to indicate that the given EPUB Publication is of a specialized type (e.g., annotations or a dictionary packaged in EPUB format). An informative registry of specialized EPUB Publication types for use with this element is maintained in the [TypesRegistry], but Authors MAY use any text string as a value.

subject

When a scheme is identified, a subject code MUST be attached using the term property.

Authors MAY identify the system or scheme the element's value is drawn from using the authority property.

The [DC11] subject element identifies the subject of the EPUB Publication. The value of the element SHOULD be the human-readable heading or label, but MAY be the code value if the subject taxonomy does not provide a separate descriptive label.

source

rights

relation

publisher

format

date

Only one date element is allowed.

The date element MUST only be used to define the publication date of the EPUB Publication. The publication date is not the same as the last modified date (the last time the Rendition was changed). It is RECOMMENDED that the date string conform to [ISO8601], particularly the subset expressed in W3C Date and Time Formats [DateTime], as such strings are both human and machine readable.

description

creator

The [DC11] creator element represents the name of a person, organization, etc. responsible for the creation of the content of the Rendition. The role property can be attached to the element to indicate the function the creator played in the creation of the content.

coverage

contributor

The [DC11] contributor element is used to represent the name of a person, organization, etc. that played a secondary role in the creation of the content of an EPUB Publication.

*dc:language

*dc:title

*dc:identifier

urn:uuid:A1B0D67E-2E81-4DF5-9E67-A64CBE366809

NONE

General information about the EPUB Publication allowing titles, authors, identifiers, and other info to be easily accessed.

ATTRIBUTES:

xml:lang

en

Specifies the language used in the contents and attribute values of the carrying element and its descendants, as defined in section 2.12 Language Identification of [XML].

refines

Identifies the expression or resource augmented by the element.

properties

A space-separated list of property values

media-type

application/xml

id

href

absolute / relative url

dir

rtl

Right to Left

ltr

Left to Right

*unique-identifier

The primary identifier for an EPUB Publication, as identified by the unique-identifier attribute. The Unique Identifier can be shared by one or more Renditions of the same EPUB Publication. Significant revision, abridgement, etc. of the content requires a new Unique Identifier.